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The Firm defended a national debt relief corporation in an investigation initiated by the Governor’s Office of Consumer Affairs and negotiated an Assurance of Voluntary Compliance.
The Firm secured payment for an international, biomedical specimen storage company from a drug maker that wound-up in an involuntary bankruptcy. The debtor assumed the underlying executory contract and business as usual was preserved.
The Firm defended a chief executive officer in a civil enforcement action brought by the U.S. Securities and Exchange Commission. The Firm scored an unusual victory in the case by winning a motion to strike pejorative remarks and unproven conclusions from papers filed by a court-appointed receiver.
Securities Strategic Services
The Firm has represented agents of major financial services firms in connection with certain FINRA Investigations.
The Firm represented a Fortune 500 company in an adversary proceeding filed by a Chapter 7 trustee and negotiated a successful resolution to the matter.
The Firm defended agents of a major financial services firm in a JAMS arbitration relating to an employment dispute involving claims of fraudulent misrepresentation and interference with a contract. The Firm promptly secured a consent order dismissing the representatives.
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