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The Firm defended a national debt relief corporation in an investigation initiated by the Governor’s Office of Consumer Affairs and negotiated an Assurance of Voluntary Compliance.
Bankruptcy Contests & Adversary Proceedings Commercial & Business Litigation
The Firm secured payment for an international, biomedical specimen storage company from a drug maker that wound-up in an involuntary bankruptcy. The debtor assumed the underlying executory contract and business as usual was preserved.
The Firm defended a chief executive officer in a civil enforcement action brought by the U.S. Securities and Exchange Commission. The Firm scored an unusual victory in the case by winning a motion to strike pejorative remarks and unproven conclusions from papers filed by a court-appointed receiver.
The Firm has represented agents of major financial services firms in connection with certain FINRA Investigations.
The Firm represented a Fortune 500 company in an adversary proceeding filed by a Chapter 7 trustee and negotiated a successful resolution to the matter.
Arbitration Commercial & Business Litigation
The Firm defended agents of a major financial services firm in a JAMS arbitration relating to an employment dispute involving claims of fraudulent misrepresentation and interference with a contract. The Firm promptly secured a consent order dismissing the representatives.
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